Statutory Disclosure · SEBI (Investment Advisers) Regulations, 2013

SEBI Disclosure

Mandatory disclosures required to be displayed on the website of a SEBI Registered Investment Adviser. “Stack Wealth” is the brand name of Stackfin Technology Private Limited.

Registration details

Complete name of Investment Adviser as registered with SEBIStackfin Technology Private Limited (Brand: Stack Wealth)
Type of registrationNon-Individual
Registration number & validityINA000021313, dated June 27, 2024 — valid till perpetuity
BASL Membership ID2391
Corporate Identity Number (CIN)U72900KA2021PTC148977
Registered office12084, Prestige Ferns, Haralur Road, Sarjapur, Bengaluru – 560103, Karnataka
Corporate office & telephoneUnit 001, B-Wing, Ground Floor, Satellite Gazebo, Andheri Ghatkopar Link Road, Chakala, Andheri East, Mumbai – 400093 · Tel: +91 88848 87900

Key personnel

Principal OfficerRohin Lingam · +91 77082 80070 · rohin.lingam@stackwealth.in
Compliance OfficerRoopali Khadke · +91 77082 80070 · compliance@stackfinance.co
Grievance OfficerTushar Vyas · +91 98189 53832 · tushar@stackwealth.in

Corresponding SEBI regional / local office

AddressSEBI Bhavan BKC, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400051, Maharashtra
Telephone+91-22-26449000 / 40459000
Toll-free investor helpline1800 22 7575
SCORES portalhttps://scores.sebi.gov.in

Grievance redressal — escalation matrix

Working hours for all levels: 9:30 AM to 5:30 PM (business days)

LevelDesignationContact personPhoneEmail
1Customer SupportPriyanka Gupta+91 88848 87900support@stackwealth.in
2Head – RIARohin Lingam+91 88848 87900support@stackwealth.in
3Grievance OfficerTushar Vyas+91 98189 53832tushar@stackwealth.in
4Compliance OfficerRoopali Khadke+91 77082 80070compliance@stackfinance.co
5CEO / SMRSmriti+91 88848 87900smriti@stackwealth.in
6Principal OfficerRohin Lingam+91 77082 80070rohin.lingam@stackwealth.in
Step 1: Contact the Investment Adviser using the escalation matrix above. Any query or complaint that requires additional time will be explained to the client along with the expected timeframe for resolution.
Step 2: If the resolution provided by the Investment Adviser is unsatisfactory, the client can lodge a complaint on the SEBI SCORES portal at scores.sebi.gov.in.
Step 3: If the client remains dissatisfied with the outcome of the SCORES complaint, the client may initiate Online Dispute Resolution through the SMART ODR portal at smartodr.in.

Use of artificial intelligence tools

DisclosureStack Wealth uses artificial-intelligence tools (including “Arth AI”) to support portfolio analytics, research and client servicing. All investment advice remains the responsibility of the Investment Adviser and its qualified personnel; the Investment Adviser is responsible for the security, confidentiality and integrity of client data used with such tools.

Mandatory disclosures & standard disclaimers

“Investments in securities market are subject to market risks. Read all the related documents carefully before investing.”

“Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”

The Investment Adviser does not promise or guarantee any assured, minimum, target or risk-free returns. Any assured/guaranteed/fixed-returns schemes are prohibited by law and no such scheme is offered to clients.

The Investment Adviser shall never ask for the client’s login credentials or OTPs for the client’s trading account, demat account or bank account. Never share such information with anyone, including the Investment Adviser.