Disclosure with respect to compliance with the annual compliance audit requirement under Regulation 19(3) of the SEBI (Investment Advisers) Regulations, 2013 for the last and current financial years.
| Sr. No. | Financial Year | Compliance Audit Status | Remarks / Adverse observations (if any) |
|---|---|---|---|
| 1 | FY 2024–25 | Not Applicable | No clients were onboarded during the financial year. |
| 2 | FY 2025–26 | Audit due — to be completed by September 30, 2026 | Status will be updated on this page upon completion of the audit. |
Note: Registration as Investment Adviser was granted on June 27, 2024; disclosure therefore begins from FY 2024–25.
As per the Master Circular for Investment Advisers, the annual compliance audit is to be completed within six months from the end of the financial year, and adverse findings, if any, along with the action taken thereon, are reportable to SEBI/BASL within one month of the date of the audit report but not later than October 31.